Pricing Schedule
After establishing an Analytical Services Agreement with RTA Analysis, LLC, a FINRA broker-dealer will become an RTA Client. Subject to the applicable Sponsor’s agreement, RTA clients may:
- Purchase reports which are in RTA’s inventory as a result of being requested by another client; or
- Request that RTA conduct a review on their behalf
Fees for Reports in Inventory
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Fees for Requested Reviews
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Fees for requested reviews are subject to adjustments, depending on the complexity of the entity’s organizational and financial structure and to compensate RTA appropriately for excessive time spent gathering information when Sponsor is less than cooperative.